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Structures: Going Public in Perspective

Posted on May 15, 2014 by dev_team

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Probitas Funds Group, LLC ("PFG") is a member of FINRA and the U.S. Securities and Exchange Commission. PFG is also a member of SIPC. There are several members of the Probitas Partners group of companies. PFG-UK Ltd. is authorized and regulated by the Financial Conduct Authority and Probitas Hong Kong Limited is licensed to carry on Type 1 and Type 4 regulated activities in Hong Kong. Probitas Partners (Europe) AS is a licensed investment firm with the Norwegian Financial Supervisory Authority and is licensed to operate in all EU/EEA countries by means of passporting under MiFID2. In addition, PFG is licensed as an international securities dealer in the Province of Ontario and licensed as a Type 2 Financial Dealer in Japan. PFG and PFG-UK Ltd. are exempt from registration in Australia by the ASIC.